Liberty Investments

Evolve, Gateway or Hybrid

This process covers the Evolve, Gateway, or Hybrid investment products. Ensure all FICA and payment method requirements are met.

Conditional Documents

Is an IRAR (Investment Replacement Advice Record) applicable?

Yes

No

Is the payment method a debit order (i.e., not an EFT)?

Yes

No

Document Checklist (10 selected)

Clear Copy of ID

Online Record of Advice (ROA)

Financial Needs Analysis (FNA)

Signed Quotes

Updated Proof of Address

Updated Disclosure Letter

Hybrid Investment Plan Application Form

Risk Profile Analysis (RPA)

UCF (Client Declaration Form)

Natural Persons FICA Form